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Old 30th January 2018, 01:06 PM
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Default Board of India (Criteria For Fit And Proper Person) Regulations

Hii sir, I Wants to get the Criteria For Fit And Proper Person) Regulations, 2004 Securities and Exchange Board of India ?
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Old 30th January 2018, 01:11 PM
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Default Re: Board of India (Criteria For Fit And Proper Person) Regulations

In exercise of the powers conferred by section 30 read with sections 11 (1) and 12 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following regulations, namely:
Criteria For Fit And Proper Person) Regulations, 2004 Securities and Exchange Board of India

Short Title and Commencement
(1) These regulations may be called the Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004.

(2) They shall come into force on the date of their publication in the Official Gazette.


Definitions
(1) In these regulations, unless the context otherwise requires,-
(a) Act means the Securities and Exchange Board of India Act, 1992 (15 of 1992 );
(b) Board means the Securities and Exchange Board of India established under section 3 of the Act;
(c) intermediary means a person registered under section 12 of the Act and also a foreign venture capital investor registered with the Board under the Securities and Exchange Board of India (Foreign Venture Capital Investors) Regulations, 2000;
(d) relevant regulations means the regulations as specified in the Schedule and any amendment thereto made from time to time;
(e) Schedule means a schedule appended to these regulations.

(2) (a) Words and expressions used and not defined in these regulations shall have the meanings, if any, respectively assigned to them under the Act or any amendment thereto or re-enactment thereof.

(b) Words and expressions used and not defined either in these regulations or in the Act, shall have the meanings, if any, respectively assigned to them under the Securities Contracts (Regulation) Act, 1956 or any amendment thereto or re-enactment thereof.

(c) Words and expressions used and not defined either in these regulations, or in the Act or in the Securities Contracts (Regulation) Act, 1956 shall have the meanings, if any, respectively assigned to them under the Companies Act, 1956, or any amendment thereto or re-enactment thereof.

For more Information you may Consider the below Attachement that is Free to Download

Criteria For Fit And Proper Person) Regulations, 2004 Securities and Exchange Board of India


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